J Earle Financial, LLC

Safety and Soundness

We offer:

  • Over 25 years of commercial banking and trust experience
  • Where serving in Probate Court appointed capacity, all administration is overseen and governed by the Court
  • Member in good standing with the American Association of Daily Money Managers (AADM)
  • Cash equivalents are held in federally insured deposit (FDIC) accounts or money market mutual funds investing in government backed securities
  • Marketable securities are held in custody at Securities and Exchange Commission (SEC) regulated financial institutions such as Charles Schwab, Fidelity Investments, TD Ameritrade, UBS, Merrill Lynch, Raymond James, and many other similar firms
  • J Earle Financial, LLC is insured through Travelers 1st Choice Professional Liability Coverage with Travelers Casualty and Surety Company of America. Key coverages under the policy include:
•  Network and information security offense coverage •  Coverage extended to predecessor firms
•  Security breach notification •  Professional services for controlled or related entities
•  Crisis event expense reimbursement •  Innocent insured provision
•  Disciplinary and regulatory proceeding expense reimbursement •  Enhanced settlement clause
•  Loss of earnings reimbursement •  Personal fiduciary coverage
•  Investment adviser coverage •  Limited trustee coverage

American Association of Daily Money Managers